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| Kovack Securities Founders |
Ronald J. Kovack, CFP – Co-Founder & Chairman Ron is the Chairman, with 40 years experience in the securities industry including 19 years with Merrill Lynch and 10 years with Prudential Securities. Ron serves as an NASD Arbitrator and is also a member of the NASD District 7 Committee; a current position he holds until January, 2009. Ron has been a Certified Financial Planner since 1978 and holds BA, BS and MS degrees. In addition, Ron has a Series 7, 24, 27, 53, 63, and 65 licenses. Ron is responsible for strategic planning and overseeing the general business affairs of the Firm.
Brian J. Kovack, Esq. - Co-Founder & President As an attorney, Brian is involved with many of the legal aspects including regulatory and securities law. Brian serves on the NASD Board of Governors for a 3 year term ending February 2009 and also is an NASD Arbitrator. Brian has a BS in Finance, MS in Accounting, and JD in Law. Brian also holds Series 7, 24, 27, 53, 63, and 65 licenses. In addition, he is a Certified Regulatory and Compliance Professional (CRCP) by the NASD Institute for Professional Development and Wharton School of Business. As a former University of Florida linebacker and two (2) time SEC Academic Honor Roll, Brian handles many of the day-to-day business affairs which include close integration of technology and strategic business relations. Brian is our COO.
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